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UK Gambling Commission enforcement director discusses compliance and AML oversight

Regulation

In an interview, Gambling Commission enforcement and intelligence director John Pierce said recent financial penalties had affected operators’ approach to compliance, alongside measures such as third-party audits and board oversight. He said the regulator also uses guidance, engagement and its Special Measures process, and described cases where operators had not adequately assessed or timely sought source-of-funds information.

Pierce’s comments outline the UK regulator’s enforcement and compliance expectations for gambling operators.

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